Validate and check that all the controls you have in place actually work through compliance assurance checklists.
Break down your regulatory and contractual obligations into discrete actions that can be assigned and monitored through interactive dashboards.
Drill down into each business area and identify where you are exposed, then categorise and mitigate potential risks.
Set up your corporate structure and track all your legal and corporate-level correspondence with regulators.
Manage your licence requirements, and statutory and regulatory reporting from one system.
Keep a track of all your incidents, complaints and breaches.
Use the data to highlight key business risks and implement change management.
Track all the systems that your company uses through regular user access reviews and vendor contract renewals.
Ensure you remain compliant and that your IT risk is effectively managed.
Understand your obligations and identify the scope of work you need to perform as part of your organisations compliance framework.
Design your control framework based on identified risks and control performance. Identify new or improved controls through your evolving control framework to reduce risk.
Implement controls with proactive monitoring and performance management through scheduled control audits, assurance activities and oversight of new registers.
"I love the way the system helps me keep on top of all my obligations directly from within my Salesforce operations system."